Aaron S. Holsberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Steven Holsberg, who also goes by Aaron S Holsberg, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 1995. Aaron had worked at 5 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2010 - January 27, 2020
SANTANDER INVESTMENT SECURITIES INC.
November 4, 2009 - July 16, 2010
CANTOR FITZGERALD & CO.
February 23, 2004 - July 15, 2009
ABN AMRO INCORPORATED
December 12, 1996 - November 4, 2002
J.P. MORGAN SECURITIES INC.
March 26, 1996 - April 1, 1996
CHASE SECURITIES, INC.
March 26, 1996 - April 22, 1996
J.P. MORGAN SECURITIES INC.
March 21, 1995 - March 22, 1996
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
