Somjait Pongklub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Somjait Pongklub was a registered financial professional .
Somjait is a previously registered financial professional and started their career in finance in 1995. Somjait had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2007 - January 26, 2015
BANKOH INVESTMENT SERVICES, INC.
August 27, 2004 - July 12, 2007
CHASE INVESTMENT SERVICES CORP.
September 10, 2003 - July 27, 2006
BANC ONE SECURITIES CORPORATION
September 16, 1996 - April 29, 2003
SCHONFELD SECURITIES, LLC
March 21, 1996 - September 3, 1996
STRATEGIC RESOURCE MANAGEMENT, INC.
December 20, 1995 - March 8, 1996
FISERV CORRESPONDENT SERVICES, INC.
March 2, 1995 - June 7, 1995
GILBERT MARSHALL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
BANKOH INVESTMENT SERVICES, INC.
CRD#: 29280 / SEC#: 801-105480, 8-44201
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,252 |
| AUM (Assets Under Management) | $ 398,467,597 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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