Sigurd D. Johnsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sigurd Dean Johnsen, who also goes by Sig Johnsen, Sigurd Dean Johnson, was a registered financial professional .
Sigurd is a previously registered financial professional and started their career in finance in 1974. Sigurd had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2015 - June 1, 2020
FDX CAPITAL LLC
May 25, 2012 - September 15, 2015
ALT FUND DISTRIBUTORS LLC
May 6, 2011 - June 15, 2012
FDX CAPITAL LLC
June 23, 2000 - September 21, 2000
AVALON BROKERAGE, INC.
December 20, 1996 - August 25, 1999
VALUE INVESTING PARTNERS, INC.
May 9, 1996 - October 1, 1996
MARION BASS SECURITIES CORPORATION
August 1, 1995 - April 25, 1996
FAB SECURITIES OF AMERICA, INC.
June 14, 1994 - June 13, 1995
SS&C MARKET SERVICES, LLC
February 22, 1989 - September 20, 1989
FREDERICK SECURITIES CORPORATION
December 15, 1986 - March 30, 1987
CRICO SECURITIES CORPORATION
July 31, 1985 - October 10, 1986
CRICO SECURITIES CORPORATION
July 21, 1982 - May 7, 1984
RAUSCHER PIERCE REFSNES, INC.
June 10, 1974 - July 14, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/6/1974
Registered Representative ExaminationCurrent Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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