Gerald W. Jaeger
Professional summary
Gerald Wayne Jaeger is a registered financial professional currently at S. GOLDMAN ADVISORS, LLC located in New York, New York.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 2000. Gerald has worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 10, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Wayne Jaeger's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2008 - Present
S. GOLDMAN ADVISORS, LLC
Office #1: 599 Lexington Avenue 35th Floor, New York, NY 10022March 27, 2008 - December 9, 2021
S. GOLDMAN CAPITAL LLC
February 29, 2008 - March 7, 2008
RBC CAPITAL MARKETS, LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
April 25, 2006 - March 14, 2008
G-2 TRADING,LLC
October 4, 2000 - November 5, 2002
COWEN SECURITIES LLC
May 31, 2000 - January 2, 2007
CARLIN EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/19/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
S. GOLDMAN ADVISORS, LLC
CRD#: 139529 / SEC#: , 8-67229
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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