Andrew T. Roseberry

CONSOLIDATED FINANCIAL

DUBLIN, OH 43017

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CRD#: 2589166

Professional summary

Andrew Todd Roseberry, CFP®, who also goes by Andy Roseberry, is a registered financial advisor currently at CONSOLIDATED FINANCIAL located in Dublin, Ohio.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Andrew has worked at 5 firms and has passed the Series 63, Series 7, Series 52, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Roseberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT-SELLS PROPERTY & CASUALTY INS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Todd Roseberry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

January 13, 2009 - Present

CONSOLIDATED FINANCIAL

Office #1: 5850 Venture Dr Suite A, Dublin, OH 43017

RIA

CRD#: 119695

DUBLIN, OH

Past

August 2, 2010 - July 16, 2012

LINCOLN INVESTMENT

CRD#: 519

DUBLIN, OH

Past

May 15, 2008 - December 31, 2008

CONSOLIDATED FINANCIAL

RIA

CRD#: 119695

DUBLIN, OH

Past

January 2, 2002 - December 31, 2006

CONSOLIDATED FINANCIAL

RIA

CRD#: 119695

DUBLIN, OH

Past

March 23, 2001 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

DUBLIN, OH

Past

September 25, 1998 - April 3, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 15, 1995 - October 9, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 119695 / SEC#: 801-112968

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

Ohio

Registered Investment Advisory firm - (8/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/13/2009)

IAR

Texas
(12/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/8/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 3/14/1995

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 1/22/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC

CRD#: 119695 / SEC#: 801-112968

RIA

Registered Investment Advisory firm - (4/23/2018 Approved)

Ohio

Registered Investment Advisory firm - (8/17/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

5850 Venture Drive Suite A, Dublin, OH 43017

Mailing Address

Phone number

(614) 932-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,467
AUM (Assets Under Management)	$ 516,040,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew T. Roseberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Todd Roseberry's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

CONSOLIDATED FINANCIAL

CONSOLIDATED FINANCIAL

MM ASCEND LIFE INVESTOR SERVICES, LLC

LPL FINANCIAL LLC

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CONSOLIDATED FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/1995

Series 7

Date: 8/8/1995

Series 52

Date: 3/14/1995

Series 24

Date: 12/14/1998

Series 8

Date: 1/22/1997

Current Firm

CONSOLIDATED FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONSOLIDATED FINANCIAL

TRUST BUT VERIFY

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