Jean M. Savino

TD PRIVATE CLIENT WEALTH LLC

New York, NY 10017

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CRD#: 2588853

Professional summary

Jean Marie Savino, who also goes by Jean Kramer, Jean M Savino, Jean Marie Savino, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in New York, New York.

Jean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jean has worked at 14 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean Kramer | Jean M Savino | Jean Marie Savino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Marie Savino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jean Marie Savino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017

RIA

CRD#: 164484

New York, NY

Current

August 23, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017

RIA

CRD#: 164484

New York, NY

Past

August 17, 2022 - August 4, 2023

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

STATEN ISLAND, NY

Past

August 17, 2022 - August 4, 2023

CITIZENS SECURITIES, INC.

CRD#: 39550

STATEN ISLAND, NY

Past

April 12, 2021 - August 17, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

STATEN ISLAND, NY

Past

January 8, 2020 - August 17, 2022

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

STATEN ISLAND, NY

Past

July 1, 2019 - January 8, 2020

ICAPITAL MARKETS LLC

CRD#: 118219

NEW YORK, NY

Past

November 13, 2013 - September 19, 2019

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037

Cincinnati, OH

Past

August 26, 2009 - October 7, 2013

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

MELVILLE, NY

Past

June 1, 2004 - October 7, 2013

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

BRONX, NY

Past

June 28, 2001 - June 10, 2004

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

June 19, 2000 - May 31, 2001

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

January 23, 1998 - June 19, 2000

REPUBLIC FINANCIAL SERVICES CORPORATION

CRD#: 38293

NEW YORK, NY

Past

July 14, 1997 - January 12, 1998

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

BOSTON, MA

Past

March 19, 1996 - October 22, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

March 20, 1995 - March 18, 1996

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(12/6/2023)

IAR

Connecticut
(12/8/2023)

Delaware
(12/6/2023)

IAR

Delaware
(12/7/2023)

Florida
(12/12/2023)

IAR

Florida
(12/13/2023)

Georgia
(10/7/2025)

IAR

Georgia
(10/9/2025)

Maryland
(12/6/2023)

New Jersey
(12/6/2023)

IAR

New Jersey
(12/7/2023)

New York
(8/23/2023)

IAR

New York
(8/23/2023)

North Carolina
(12/6/2023)

IAR

North Carolina
(12/7/2023)

Pennsylvania
(12/6/2023)

IAR

Pennsylvania
(12/7/2023)

South Carolina
(12/6/2023)

IAR

South Carolina
(12/13/2023)

Texas
(9/22/2025)

IAR

Texas
(9/23/2025)

Virginia
(12/6/2023)

IAR

Virginia
(12/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/23/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

662

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEAM, JAMES HENRY JR.	PRESIDENT	4274924
CALDERON NAJERA, NAYRA	CCO	5040972
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
SCHAUTZ, JOHN LOUIS III	COO	1430568
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	17,824
AUM (Assets Under Management)	$ 6,450,375,507

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jean M. Savino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Marie Savino's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jean Marie Savino's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

ICAPITAL MARKETS LLC

NAVIAN CAPITAL SECURITIES LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

ESSEX NATIONAL SECURITIES, LLC

HSBC BROKERAGE (USA) INC.

REPUBLIC FINANCIAL SERVICES CORPORATION

DETWILER FENTON WEALTH MANAGEMENT INC

MONY SECURITIES CORPORATION

CAL FED INVESTMENTS

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2009

Series 63

Date: 4/12/1995

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1995

Series 24

Date: 1/23/2001

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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