BJ
Brian H. Jones
BROOKSTONE CAPITAL MANAGEMENT LLC
Cave Creek, AZ
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CRD#: 2588617
BJ
Professional summary
Brian Howard Jones is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Cave Creek, Arizona.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BLACK MOUNTAIN BUSINESS CONSULTANTS
7518 ELBOW ROAD CAREFREE,AZ 85377
20HRS/MONTH;START DATE: 2/1/2010
CHIEF CONSULTANT,HELP PHYSICIANS TRANSITION TO CONCIERGE MEDICINE;NOT INVESTMENT RELATED
COMMON SENSE FINANCIAL STRATEGIES
INV REL:Y ADD: 7518 ELBOW BEND RD B9 CAREFREE AZ 85331 NATURE: INDIVIDUAL LIFE/HEATH, P&C,LTC,DISABILITY GROUP LIFE/HEALTH AND CRITICAL ILLNESS
POSITION: OWNER START DATE: 2014 NO HRS/MO: 40 NO HRS/MO DUR TRADING:20
SCUBA INSTRUCTOR-BRIAN JONES INV REL:N ADD: 30633 N 46TH CAVE CREEK AZ 85331
NATURE: SCUBA,CPR & 1ST AID INSTRUCTOR POSITION: OWNER START DATE: 2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0
CRS (Client Relationship Summary) - RIA
Click below to view Brian Howard Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2021 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Cave Creek, AZ
Past
March 14, 2019 - July 13, 2021
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
URBANDALE, IA
Past
March 12, 2019 - July 13, 2021
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
URBANDALE, IA
Past
March 19, 2018 - December 31, 2018
PACKERLAND BROKERAGE SERVICES, INC.
RIA
CRD#: 37031
CAREFREE, AZ
Past
March 19, 2018 - December 31, 2018
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
CAREFREE, AZ
Past
March 10, 2017 - February 8, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
PHOENIX, AZ
Past
February 24, 2017 - February 8, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
PHOENIX, AZ
Past
December 21, 2015 - January 4, 2017
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Carefree, AZ
Past
April 24, 2015 - November 17, 2015
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
Carefree, AZ
Past
March 12, 2014 - November 17, 2015
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
CAREFREE, AZ
Past
October 13, 2011 - April 15, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
CAREFREE, AZ
Past
October 27, 2010 - July 17, 2013
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
CAREFREE, AZ
Past
September 13, 2007 - August 26, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CAREFREE, AZ
Past
January 1, 2005 - August 3, 2006
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
September 21, 2000 - December 31, 2002
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
April 5, 1995 - September 7, 2000
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/12/2021)
IAR
Iowa(8/6/2021)
IAR
Oregon(8/16/2021)
IAR
Washington(6/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
