Valerie Conigliaro
Professional summary
Valerie Conigliaro is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in Jersey City, New Jersey.
Valerie is registered as a RR (Registered Representative) and started their career in finance in 2000. Valerie has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Valerie Conigliaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2022 - Present
BNP PARIBAS SECURITIES CORP.
Office #1: 525 Washington Boulevard - 6th Floor, Jersey City, NJ 07310September 25, 2020 - March 11, 2022
ROCKEFELLER FINANCIAL LLC
February 4, 2013 - August 18, 2020
FRANKLIN DISTRIBUTORS, LLC
October 22, 2012 - February 4, 2013
COWEN PRIME SERVICES LLC
March 27, 2008 - June 29, 2011
EQUITABLE ADVISORS, LLC
August 14, 2007 - June 28, 2011
EQUITABLE DISTRIBUTORS, LLC
April 26, 2001 - July 26, 2007
NOMURA SECURITIES INTERNATIONAL, INC.
May 23, 2000 - April 24, 2001
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2022)
(3/30/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
BNP PARIBAS SECURITIES CORP.
CRD#: 15794 / SEC#: , 8-32682
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| BONNAUD, JOE-KARIM | CEO | 7551817 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | CHIEF CONDUCT AND CONTROL OFFICER | 4789377 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 100 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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