AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
MS

Marc Lawrence Singer

CLU®
THE LEADERS GROUP
SUMMIT, NJ
·CRD# 2588385·31 years registered

Professional Summary

Marc Lawrence Singer, CLU® is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. Marc is registered as a RR (Registered Representative) and started their career in finance in 1995. Marc has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

Credentials

CLU®
Chartered Life Underwriter

Years of Experience

31 years registered in the securities industry

Current & Past Employments

Current

THE LEADERS GROUP, INC.Current·CRD# 37157
BD
475 Springfield Ave, Summit, NJ 07901
November 18, 2025 - Present

Past

CHELSEA FINANCIAL SERVICESPast·CRD# 47770
BD
Staten Island, NY
June 28, 2024 - September 15, 2025
EQUITY SERVICES, INC.Past·CRD# 265
BD
Plainview, NY
February 28, 2019 - June 7, 2024
HORNOR, TOWNSEND & KENT, LLCPast·CRD# 4031
BD
New York, NY
March 31, 2016 - March 2, 2017
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
East Hills, NY
June 18, 2012 - March 14, 2016
HORNOR, TOWNSEND & KENT, LLCPast·CRD# 4031
BD
Plainview, NY
January 27, 2012 - June 14, 2012
HORNOR, TOWNSEND & KENT, LLCPast·CRD# 4031
BD
Plainview, NY
May 12, 2004 - April 19, 2011
A.B. WATLEY, INC.Past·CRD# 797
BD
New York, NY
February 25, 2003 - April 29, 2003
INVESTMENT COUNSELING, INC.Past·CRD# 44230
BD
Ft Lauderdale, FL
September 30, 2002 - December 17, 2002
PARAGON CAPITAL MARKETS, INC.Past·CRD# 18555
BD
East Hanover, NJ
October 10, 2001 - October 19, 2001
WEATHERLY SECURITIES CORPORATIONPast·CRD# 11081
BD
New York, NY
January 10, 2001 - September 17, 2001
PARAGON CAPITAL MARKETS, INC.Past·CRD# 18555
BD
East Hanover, NJ
May 4, 1999 - January 3, 2001
DOMESTIC SECURITIES, INC.Past·CRD# 34721
BD
Montvale, NJ
August 7, 1997 - March 16, 1999
ALL-TECH DIRECT, INC.Past·CRD# 13992
BD
Montvale, NJ
July 26, 1995 - January 12, 1999

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/18/2025)
RR
New York
(11/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2000

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Marc Lawrence Singer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Mary-ann Abida
AdvisorCheck Check Mark
Mary-ann Abida

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#
Frank Charles Ward
AdvisorCheck Check Mark
Frank Charles Ward

LPL FINANCIAL LLC

MORRISTOWN, NJ · CRD#