Marc L. Singer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Lawrence Singer, CLU® was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1995. Marc had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2024 - September 15, 2025
CHELSEA FINANCIAL SERVICES
February 28, 2019 - June 7, 2024
EQUITY SERVICES, INC.
March 31, 2016 - March 2, 2017
HORNOR, TOWNSEND & KENT, LLC
June 18, 2012 - March 14, 2016
MSI FINANCIAL SERVICES, INC.
January 27, 2012 - June 14, 2012
HORNOR, TOWNSEND & KENT, LLC
May 12, 2004 - April 19, 2011
HORNOR, TOWNSEND & KENT, LLC
February 25, 2003 - April 29, 2003
A.B. WATLEY, INC.
September 30, 2002 - December 17, 2002
INVESTMENT COUNSELING, INC.
October 10, 2001 - October 19, 2001
PARAGON CAPITAL MARKETS, INC.
January 10, 2001 - September 17, 2001
WEATHERLY SECURITIES CORPORATION
May 4, 1999 - January 3, 2001
PARAGON CAPITAL MARKETS, INC.
August 7, 1997 - March 16, 1999
DOMESTIC SECURITIES, INC.
July 26, 1995 - January 12, 1999
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
