Brandon J. Hamil
Professional summary
Brandon James Hamil, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mansfield, Texas and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brandon has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brandon James Hamil's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2012 - Present
CETERA INVESTMENT ADVISERS LLC
February 19, 2009 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245February 27, 2009 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 400 First St. S. Suite 300, St. Cloud, MN 56301February 27, 2009 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245August 17, 2012 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 9, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
September 9, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
February 10, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
February 10, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
February 10, 2015 - December 14, 2016
LEGEND EQUITIES CORPORATION
February 10, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
January 21, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
September 16, 2010 - June 29, 2023
CETERA WEALTH SERVICES, LLC
February 27, 2009 - August 2, 2010
VOYA FINANCIAL ADVISORS, INC.
February 14, 2006 - January 21, 2009
RBC CAPITAL MARKETS, LLC
February 14, 2006 - January 21, 2009
RBC CAPITAL MARKETS, LLC
April 28, 2005 - July 12, 2005
CHOREO, LLC
April 28, 2005 - July 12, 2005
BIRCHTREE FINANCIAL SERVICES LLC
June 22, 2001 - December 31, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 24, 2001 - January 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 21, 1995 - January 10, 2001
UBS FINANCIAL SERVICES INC.
March 7, 1995 - July 24, 1995
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2010)
(8/21/2012)
(2/19/2009)
(1/27/2014)
(6/11/2021)
(9/9/2021)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
