Azeem S. Abdul Haqq

GERBER

Columbus, OH 43215

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CRD#: 2587685

Professional summary

Azeem Salim Abdul Haqq, who also goes by Azeem Salim Abdul-haqq, Azeem Salim Abdulhaqq, is a registered financial advisor currently at GERBER, LLC located in Columbus, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Columbus, Ohio.

Azeem is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Azeem has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Azeem Salim Abdul-Haqq | Azeem Salim Abdulhaqq

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azeem Salim Abdul Haqq's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2025 - Present

GERBER, LLC

Office #1: 580 N Fourth Street Suite 400, Columbus, OH 43215

RIA

CRD#: 120039

Columbus, OH

Current

May 7, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 580 North Fourth Street Suite 400, Columbus, OH 43215

CRD#: 35747

Columbus, OH

Past

November 18, 2024 - May 9, 2025

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Dublin, OH

Past

July 12, 2022 - May 9, 2025

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Dublin, OH

Past

August 10, 2015 - June 28, 2022

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

October 16, 2007 - July 31, 2015

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

November 16, 2005 - October 15, 2007

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

April 20, 2004 - November 15, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

January 17, 2001 - July 2, 2003

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Past

September 18, 1998 - December 31, 2000

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

BROOKLYN, OH

Past

January 1, 1998 - August 11, 1998

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

January 16, 1996 - August 28, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GERBER, LLC

GERBER FINANCIAL ADVISORS, LLC | GERBER, LLC

CRD#: 120039 / SEC#: 801-68731

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

Florida

Registered Investment Advisory firm - (9/22/2004 Terminated)

Georgia

Registered Investment Advisory firm - (9/27/2004 Terminated)

Ohio

Registered Investment Advisory firm - (5/20/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/7/2025)

Ohio
(5/7/2025)

IAR

Ohio
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/9/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GERBER, LLC

GERBER FINANCIAL ADVISORS, LLC | GERBER, LLC

CRD#: 120039 / SEC#: 801-68731

RIA

Registered Investment Advisory firm - (1/25/2008 Approved)

Florida

Registered Investment Advisory firm - (9/22/2004 Terminated)

Georgia

Registered Investment Advisory firm - (9/27/2004 Terminated)

Ohio

Registered Investment Advisory firm - (5/20/2008 Terminated)

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Contact information

Main Address

580 N Fourth Street Suite 400, Columbus, OH 43215

Mailing Address

Phone number

(614) 431-4343

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GERBER, LLC BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	950
AUM (Assets Under Management)	$ 588,145,145

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2025	Cover Page	Report
07/26/2024	Cover Page	Report
10/04/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Azeem S. Abdul Haqq

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azeem Salim Abdul Haqq's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TRANSAMERICA CAPITAL, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

JPMORGAN DISTRIBUTION SERVICES, INC.

VICTORY CAPITAL SERVICES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GERBER, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2024

Series 65

Date: 2/9/1996

Series 63

Date: 1/19/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/11/1996

FINRA

Current Firm

GERBER, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GERBER, LLC

TRUST BUT VERIFY

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