Stephanie M. Tindel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Marie Tindel, who also goes by Stephanie Marie Difrisco, Stephanie Marie Tindel, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1995. Stephanie had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2022 - June 30, 2023
HATTERAS INVESTMENT PARTNERS, LP
August 10, 2022 - June 30, 2023
HATTERAS CAPITAL DISTRIBUTORS, LLC
March 28, 2018 - June 3, 2021
DONOGHUE FORLINES LLC
March 2, 2018 - May 28, 2021
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 30, 2017 - December 21, 2017
MATRIX 360 DISTRIBUTORS, LLC
February 19, 2008 - September 22, 2015
STEBEN & COMPANY, LLC
January 9, 2007 - February 15, 2008
ACHILLES SECURITIES, LLC
December 11, 2004 - September 22, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
June 23, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
May 28, 2003 - June 29, 2004
VAN ECK CAPITAL, INC.
May 8, 1995 - June 29, 2004
VAN ECK SECURITIES CORPORATION
Primary Firm SEC Registration
HATTERAS INVESTMENT PARTNERS, LP
CRD#: 170628 / SEC#: 801-79326
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HATTERAS INVESTMENT PARTNERS, LP
CRD#: 170628 / SEC#: 801-79326
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 187,768,848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
