KM
Korene Z. Marsh
FIRST CITIZENS INVESTOR SERVICES
JACKSONVILLE, NC 28546
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CRD#: 2587362
KM
Korene Z. Phillips MarshFIRST CITIZENS INVESTOR SERVICES
Professional summary
Korene Z. Phillips Marsh, CFP®, who also goes by Korene P Marsh, Korene Zue Phillips Marsh, Korene Zue Phillips, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Jacksonville, North Carolina.
Korene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Korene has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Korene P Marsh | Korene Zue Phillips Marsh | Korene Zue Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OverTime LLC, -Mailing Address PO Box 297, Swansboro NC, 28584 Phyiscal Address: 422 Shoreline Dr, Cedar Point NC 28584, United States. Nature of business: Condo that is rented-E2 Cedar Point Villas, Cedar Point, NC. Home 226 Bell St. Cedar Point, NC. 30 minutes per month/ 0 hours during trading hours. Boat slip is also owned by LLC, for personal use. It is investment-related. Duties are: collect rent, pay bills, and submit tax returns for OverTime. Compensated by Rental income paid per agreed upon terms. 2. PHILLIPS SEAFOOD LLC POSITION: Signor on the bank account once opened via being a member of the LLC. NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 104 E Corbett Ave, Swansboro NC 28584, United States DESCRIPTION: This is 72 yo family business that has previously been owned as a sole prop by my father. It is a wholesale and retail seafood business (market). Member of the LLC to aide in day to day financial transactions (banking).
CRS (Client Relationship Summary) - RIA
Click below to view Korene Z. Phillips Marsh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Korene Z. Phillips Marsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
July 24, 2002 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 302-b Western Boulevard, Jacksonville, NC 28546Office #2: 302 Main St, Swansboro, NC 28584RIA
BD
CRD#: 44430
JACKSONVILLE, NC
Current
July 24, 2002 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 302-b Western Boulevard, Jacksonville, NC 28546Office #2: 302 Main St, Swansboro, NC 28584RIA
BD
CRD#: 44430
JACKSONVILLE, NC
Past
October 9, 2001 - July 17, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
JACKSONVILLE, NC
Past
May 28, 1998 - July 17, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
February 14, 1995 - June 2, 1998
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2021)
RR
Arkansas(9/17/2002)
RR
Connecticut(3/14/2017)
RR
Delaware(9/9/2019)
RR
Florida(7/15/2003)
RR
Georgia(5/23/2013)
RR
Illinois(8/25/2022)
RR
Indiana(11/29/2021)
RR
Kentucky(5/3/2023)
RR
Maryland(8/9/2017)
RR
Massachusetts(6/21/2021)
RR
Mississippi(12/4/2018)
RR
New Hampshire(5/23/2017)
RR
New Jersey(8/9/2005)
RR
New York(8/18/2009)
RR
North Carolina(7/24/2002)
IAR
North Carolina(7/24/2002)
RR
Pennsylvania(11/5/2002)
RR
South Carolina(5/15/2007)
RR
Texas(3/14/2017)
RR
Virginia(8/28/2002)
RR
Washington(11/19/2018)
RR
West Virginia(11/13/2024)
RR
Wisconsin(3/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/30/2026 | ||
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
