Susan M. Coots
Professional summary
Susan Marie Coots, who also goes by Susan Elinski, Sue Hickey, Susan Marie Hickey, Susan Price, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Fairfax, Virginia.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1995. Susan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Marie Coots's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2017 - Present
NYLIFE SECURITIES LLC
December 15, 2015 - October 13, 2016
FIRST COMMAND ADVISORY SERVICES
April 8, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
February 5, 2014 - October 13, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
August 10, 2006 - September 26, 2006
WADDELL & REED
August 2, 2006 - September 26, 2006
WADDELL & REED
September 2, 2005 - June 30, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
April 12, 2004 - September 2, 2005
FIRST COMMAND BANK
March 2, 1995 - June 30, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2018)
(5/31/2017)
(5/31/2017)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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