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Brian E. O'neil

Brian E. O'neil

CERTUITY
Highlands Ranch, CO
Some features on this profile are disabled
CRD#: 2586624
Brian E. O'neil

Professional summary

Brian E. O'neil, CFP®, who also goes by Brian Emmett O'neil, Brian Emmett Oneil, is a registered financial advisor currently at CERTUITY, LLC located in Highlands Ranch, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Emmett O'neil | Brian Emmett Oneil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian E. O'neil's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Experience

Current

January 5, 2026 - Present

CERTUITY, LLC

RIA
CRD#: 129505
Highlands Ranch, CO
Past

August 28, 2023 - December 8, 2025

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
Denver, CO
Past

July 8, 2020 - January 13, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Denver, CO
Past

October 31, 2015 - June 13, 2017

JANICZEK WEALTH MANAGEMENT

RIA
CRD#: 107156
GREENWOOD VILLAGE, CO
Past

October 1, 2014 - October 27, 2015

TRIAD ADVISORS LLC

BD
CRD#: 25803
GREENWOOD VILLAGE, CO
Past

September 25, 2014 - October 13, 2015

KARSTEN ADVISORS

RIA
CRD#: 158571
GREENWOOD VILLAGE, CO
Past

February 14, 2005 - August 15, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
DENVER, CO
Past

March 13, 1995 - August 15, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CERTUITY, LLC
ALTS PLUS | KLEIN & KRAMBEER, LLC | CERTUITY, LLC | CERTUITY | CAMDEN CAPITAL, LLC | CAMDEN CAPITAL MANAGEMENT, LLC | CAMDEN CAPITAL | ALTSPLUS | ALTS+

CRD#: 129505 / SEC#: 801-62580

RIA
Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/5/2026)
IAR
Colorado
(1/5/2026)
IAR
Nevada
(1/5/2026)
IAR
New York
(1/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/3/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/2/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/10/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/22/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/14/2001
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CL
CERTUITY, LLC
ALTS PLUS | KLEIN & KRAMBEER, LLC | CERTUITY, LLC | CERTUITY | CAMDEN CAPITAL, LLC | CAMDEN CAPITAL MANAGEMENT, LLC | CAMDEN CAPITAL | ALTSPLUS | ALTS+

CRD#: 129505 / SEC#: 801-62580

RIA
Registered Investment Advisory firm - (1/2/2004 Approved)
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Contact information

Main Address
1295 Us Highway One Third Floor, North Palm Beach, FL 33408
Mailing Address
Phone number
(561) 693-3255
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CERTUITY FORM ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts1,889
AUM (Assets Under Management)$ 3,100,032,026

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/12/2025
Cover Page
Report
10/04/2024
Cover Page
Report
12/22/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERTUITY, LLC

CRD#: 129505Highlands Ranch, CO

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