Clarence A. Jeter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Augustus Jeter III, who also goes by Clarence Augustus Jeter, Gus Jeter, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1972. Clarence had worked at 6 firms and has passed the Series 65, Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2014 - April 27, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 29, 2014 - April 27, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 2009 - May 8, 2014
MORGAN STANLEY
June 1, 2009 - May 8, 2014
MORGAN STANLEY
December 3, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 3, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 8, 2005 - December 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 2005 - December 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1993 - August 17, 2005
CITIGROUP GLOBAL MARKETS INC.
July 25, 1972 - August 17, 2005
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 7/21/1972
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
