Laurie J. Stack
Professional summary
Laurie J Stack, who also goes by Laurie J Ledoux, Laurie J Stack, Laurie Joyce Stack, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Plymouth, Minnesota.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 2013. Laurie has worked at 8 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie J Stack's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 505 N Highway 169 Suite 900, Plymouth, MN 55441September 5, 2025 - April 17, 2026
CETERA WEALTH SERVICES, LLC
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
February 1, 2019 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
December 12, 2017 - April 3, 2018
CETERA ADVISORS LLC
July 31, 2017 - November 20, 2017
FREEDOM INVESTMENTS, INC.
March 24, 2017 - November 20, 2017
OPPENHEIMER & CO. INC.
January 14, 2013 - August 26, 2016
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.