Christopher J. Goetz

CETERA INVESTMENT ADVISERS

Portland, OR 97225

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CRD#: 2585194

Professional summary

Christopher James Goetz, AIF®, who also goes by Chris Goetz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Portland, Oregon and CETERA WEALTH SERVICES, LLC located in Portland, Oregon.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Goetz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Goetz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 5, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 8440 Sw Canyon Ln, Portland, OR 97225

RIA

CRD#: 105644

Portland, OR

Current

May 5, 2026 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Portland, OR

Past

March 2, 2007 - May 6, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

PORTLAND, OR

Past

March 2, 2007 - May 6, 2026

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

PORTLAND, OR

Past

June 1, 2005 - March 8, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

PORTLAND, OR

Past

June 1, 2005 - March 8, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

PORTLAND, OR

Past

February 1, 2002 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

October 30, 2001 - June 1, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

PORTLAND, OR

Past

February 25, 1998 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

February 13, 1995 - March 17, 1998

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2026)

Arizona
(5/14/2026)

California
(5/5/2026)

Georgia
(5/6/2026)

Idaho
(5/6/2026)

Michigan
(5/12/2026)

Nevada
(5/12/2026)

New Jersey
(5/13/2026)

Ohio
(5/5/2026)

Oklahoma
(5/14/2026)

Oregon
(5/12/2026)

IAR

Oregon
(5/14/2026)

Texas
(5/5/2026)

IAR

Texas
(5/5/2026)

Washington
(5/14/2026)

Wyoming
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 12/5/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 2/10/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher J. Goetz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher James Goetz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

TRUSTED SECURITIES ADVISORS CORP.

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

BMA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2001

Series 63

Date: 2/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 3/10/1999

Series 62

Date: 12/5/1997

Series 6

Date: 2/10/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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