Ellen Geskin Kettle

DNB MARKETS

New York, NY 10001

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CRD#: 2585055

Professional summary

Ellen Geskin Kettle, who also goes by Elena Geskin, Ellen Elizabeth Geskin Kettle, Ellen Kettle, Ellen Elizabeth Kettle-geskin, is a registered financial professional currently at DNB MARKETS, INC. located in New York, New York.

Ellen is registered as a RR (Registered Representative) and started their career in finance in 1995. Ellen has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elena Geskin | Ellen Elizabeth Geskin Kettle | Ellen Kettle | Ellen Elizabeth Kettle-Geskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ellen Geskin Kettle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2012 - Present

DNB MARKETS, INC.

Office #1: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Office #2: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

CRD#: 127605

New York, NY

Past

March 21, 2007 - December 5, 2011

SWEDBANK SECURITIES US, LLC

CRD#: 141190

NEW YORK, NY

Past

July 2, 2002 - May 31, 2006

PARETO SECURITIES INC.

CRD#: 44734

NEW YORK, NY

Past

December 17, 1998 - November 16, 2001

COMMERZBANK CAPITAL MARKETS CORP.

CRD#: 21787

NEW YORK, NY

Past

May 16, 1995 - September 4, 1998

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/3/2012)

Illinois
(8/3/2012)

Massachusetts
(8/3/2012)

New Jersey
(8/3/2012)

New Mexico
(8/3/2012)

New York
(8/3/2012)

Texas
(8/3/2012)

Exams

State Security Law Exam

Series 63

Date: 6/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DNB MARKETS, INC.

DNB CARNEGIE, INC. | DNB NOR MARKETS, INC. | DNB MARKETS, INC.

CRD#: 127605 / SEC#: , 8-66024

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

Mailing Address

30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

Phone number

(332) 600-3993

Established

New York since 01/10/2003

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DNB BANK ASA	SHAREHOLDER
ANDERSEN, VIDAR	DIRECTOR	7772839
BAKKE, HEGE SIMPSON	DIRECTOR	7772894
BEHNCKE, PETER ANDREAS	DIRECTOR	6258377
BORY, MELISSA NMN	CHIEF COMPLIANCE OFFICER	5047640
BREIVIK, THOMAS OLAV OPDAHL	DIRECTOR	7207266
FELKOWSKI, BRIAN	TREASURER	5659117
JADICK, THEODORE SPENCER JR	PRESIDENT	5847469
KIRSCHENBLATT, CHAD	FINOP	2503352
MARKOWITZ, MICHAEL ERIC	SECRETARY	7159750
OPSTAD, MORTEN ALEXANDER	DIRECTOR	6191217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ellen Geskin Kettle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ellen Geskin Kettle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SWEDBANK SECURITIES US, LLC

PARETO SECURITIES INC.

COMMERZBANK CAPITAL MARKETS CORP.

ABN AMRO INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/1995

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/15/1995

Series 24

Date: 12/21/2018

FINRA

Current Firm

DNB MARKETS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DNB MARKETS, INC.

TRUST BUT VERIFY

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