Matthew S. Ramos

STRATEGIC ADVISERS LLC | Financial Consultant, Branches

LAKE VILLA, IL

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CRD#: 2584878

Professional summary

Matthew S Ramos, who also goes by Matt S Ramos, Matthew Salvacion Ramos, Matthew S Ramos, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lake Villa, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Deer Park, Illinois.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Matthew has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 10 and Series 9 exams.

Biography

As a Financial Consultant with Fidelity, I partner with High Net Worth clients and their families to develop financial plans to work towards meeting their personal definition of success. During my 17 years in the industry and my passion for financial planning, I have gained a deep knowledge of the resources and services available to my clients, which allows me to help implement and maintain these comprehensive financial plans. Originally from Chicago, currently living in Lake Villa.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt S Ramos | Matthew Salvacion Ramos | Matthew S Ramos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Tranel Financial Group, since 1/2022, EMPLOYEE OF THE TRANEL FINANCIAL GROUP, INVESTMENT RELATED CUSTOMER SERVICE ASSOCIATE FINANCIAL PLANNING AND INVESTMENT ADVICE THROUGH MONEY CONCEPTS CAPITAL CORP. Investment related, 60% time spent on activity during non-securities hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Ramos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

DeVry Institute of Technology

Bachelor of Computer Information Systems - Computer Information Systems

1997

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 20530 North Rand Road Suite 488, Deer Park, IL 60010

RIA

CRD#: 104555

LAKE VILLA, IL

Current

September 1, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 20530 North Rand Road Suite 448, Deer Park, IL 60010

CRD#: 7784

Deer Park, IL

Past

September 9, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

DEER PARK, IL

Past

January 5, 2022 - June 13, 2022

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

LIBERTYVILLE, IL

Past

January 5, 2022 - June 13, 2022

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

LIBERTYVILLE, IL

Past

February 27, 2018 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

NORTHBROOK, IL

Past

February 26, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

CRD#: 17079

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/1/2024)

Colorado
(3/25/2023)

Florida
(9/1/2022)

Illinois
(9/1/2022)

IAR

Illinois
(3/31/2025)

Iowa
(7/21/2023)

North Carolina
(10/21/2025)

South Carolina
(1/4/2025)

Texas
(9/1/2022)

IAR

Texas
(3/31/2025)

Washington
(7/21/2023)

Wisconsin
(9/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/28/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/2/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/23/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/29/2016

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Matthew S. Ramos

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Ramos's CRS (Customer Relationship Summary).

Certified licenses

Education

DeVry Institute of Technology

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

ALIGHT FINANCIAL SOLUTIONS, LLC

ALIGHT FINANCIAL SOLUTIONS, LLC

FIMCO SECURITIES GROUP, INC.

COMERICA SECURITIES

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/28/2006

Series 65

Date: 2/2/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2005

Series 10

Date: 9/23/2016

Series 9

Date: 4/29/2016

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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