RW
Randall Scott West
TRUIST ADVISORY SERVICES
WILLIAMSTON, NC 27892
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CRD#: 2584595
RW
Professional summary
Randall Scott West, who also goes by Randall Scott West, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Williamston, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Williamston, North Carolina.
Randall Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Randall Scott has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randall Scott West
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE BETHANY WEST LLC POSITION: President NATURE: I am the President and co-owner of The Bethany West LLC. This company owns a family church building and fellowship hall. The church will be rented on occasion for funerals, weddings, family reunions and other services. The income and expenses of this LLC will be minimal each year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2018 ADDRESS: 2809 British Road, kinston NC 27501 MIXON CREEK HOME OWNERS ASSOCIATION POSITION: Vice Predident NATURE: MCHOA is a home owners association for property owners of Mixon Creek located in Bath NC. The HOA collects annual dues and uses these funds to pay expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 591 Mixon Creek Drive, Bath NC 27808 Name of Business: Legacy West LLC Address: Mooresville, NC Position: President Nature: This is a family farm of 44 acres. The property is rented each year to a farmer for $1,700. This is the only income from this farm. The annual debts are state/local taxes. This LLC is owned equally by me, my brother and my sister. Start Date: 02/18/2021 Investment Related: No Number of Hours: 1 Securities Trading Hours: 0 Description: I am one of the authorized persons for the checking account for this LLC. The deposit will be the rent each year for $1,700 and the expenses will be taxes and lawn care.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Scott West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 603 East Boulevard Ste A1, Williamston, NC 27892RIA
CRD#: 283390
WILLIAMSTON, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 603 East Boulevard Ste A1, Williamston, NC 27892BD
CRD#: 17499
Williamston, NC
Past
November 29, 2017 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
November 29, 2017 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
October 23, 2009 - November 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILLIAMSTON, NC
Past
October 23, 2009 - November 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILLIAMSTON, NC
Past
October 30, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
GREENVILLE, NC
Past
October 30, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
GREENVILLE, NC
Past
October 28, 2002 - October 31, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WILLIAMSTON, NC
Past
June 15, 2002 - October 31, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
February 14, 1995 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2023)
RR
Arizona(4/14/2023)
RR
California(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Indiana(4/14/2023)
RR
Iowa(2/17/2021)
RR
Kansas(4/14/2023)
RR
Kentucky(4/14/2023)
RR
Louisiana(4/14/2023)
RR
Maine(4/14/2023)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Minnesota(2/17/2021)
RR
Montana(2/17/2021)
RR
New Jersey(2/17/2021)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(12/7/2023)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Virginia(2/17/2021)
RR
West Virginia(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Williamston, NC 27892TRUST BUT VERIFY
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