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Orlando Andres Chiossone

CRD# 2584376·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Orlando is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Orlando Andres Chiossone was a registered financial advisor. Orlando was a previously registered financial professional and started their career in finance 1997 - 2017. Orlando had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

BROADSPAN SECURITIES LLC·CRD# 114423
BD
Miami, FL
February 11, 2002 - January 11, 2017
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
June 28, 1999 - February 28, 2000
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 28, 1997 - September 1, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 17, 1997 - January 14, 1999

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Current Firm

BS
BROADSPAN SECURITIES LLC

BROADSPAN CAPITAL LLC | BROADSPAN SECURITIES LLC | BROADSPAN CAPITAL LTD.

CRD#: 114423 / SEC#: 8-53423
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1441 Brickell Avenue Suite 1550, Miami, FL 33131

Mailing Address

1441 Brickell Avenue Suite 1550, Miami, FL 33131

Phone Number

(305) 424-3400

Established

Delaware since 07/30/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BROADSPAN CAPITAL LLCMEMBER—
GERRARD, MICHAEL LIAMMANAGING DIRECTOR/PRINCIPAL/FINOP/CFO3008631
KESSLER, NOAHDIRECTOR/CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER4435573

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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