William A. Tyler

ASPEN CREEK WEALTH MANAGEMENT

Southlake, TX 76092

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CRD#: 2584005

Professional summary

William Arthur Tyler JR, CFP®, who also goes by William Arthur Tyler, is a registered financial advisor currently at ASPEN CREEK WEALTH MANAGEMENT, LLC located in Southlake, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Employee and Employer Plan Ben...

Estate Planning

Tax Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

William Arthur Tyler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, non-investment related; 950 E. State Highway 114, Suite 160, Southlake, TX 76092; Insurance Sales; Independent Agent; Start Date: 06/1995 20 HOURS PER MONTH Tyler Financial Network, LLC; investment related; 950 E. State Highway 114, Suite 160, Southlake, TX 76092; Financial Planner, Insurance Sales; Start Date: 06/1995; 20 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Arthur Tyler JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 15, 2012 - Present

ASPEN CREEK WEALTH MANAGEMENT, LLC

Office #1: 950 E State Highway 114 Ste. 160, Southlake, TX 76092

RIA

CRD#: 160649

Southlake, TX

Past

March 30, 2010 - February 27, 2012

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

GRAPEVINE, TX

Past

March 30, 2010 - February 27, 2012

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SOUTHLAKE, TX

Past

April 1, 2009 - October 30, 2009

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

SOUTHLAKE, TX

Past

April 30, 2007 - September 2, 2008

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

COLLEYVILLE, TX

Past

April 24, 2007 - September 2, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

COLLEYVILLE, TX

Past

February 27, 1995 - April 16, 2007

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

IRVING, TX

Past

February 24, 1995 - April 16, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVING, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/3/2021)

IAR

Colorado
(6/28/2018)

IAR

Florida
(6/23/2025)

IAR

Texas
(5/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASPEN CREEK WEALTH MANAGEMENT, LLC

ASPEN CREEK WEALTH MANAGEMENT, LLC | TYLER WEALTH MANAGEMENT, LLC | TYLER WEALTH MANAGEMENT

CRD#: 160649 / SEC#:

California

Registered Investment Advisory firm - (2/3/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/28/2018 Approved)

Florida

Registered Investment Advisory firm - (6/23/2025 Approved)

Idaho

Registered Investment Advisory firm - (2/16/2021 Approved)

Louisiana

Registered Investment Advisory firm - (11/24/2020 Terminated)

Montana

Registered Investment Advisory firm - (12/16/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/16/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (5/17/2021 Approved)

Texas

Registered Investment Advisory firm - (5/15/2012 Approved)

Virginia

Registered Investment Advisory firm - (8/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

950 E State Highway 114 Ste. 160, Southlake, TX 76092

Mailing Address

Phone number

(817) 400-9905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 12,591,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

William A. Tyler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Arthur Tyler JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

DEWAAY FINANCIAL NETWORK, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2001

Series 63

Date: 1/31/1995

Series 7

Date: 8/21/2009

Series 6

Date: 1/31/1995

Current Firm

ASPEN CREEK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN CREEK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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