DS
Don P. Stalker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
RIVERSIDE, CA 92506
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CRD#: 2583989
DS
Professional summary
Don Peter Stalker, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Riverside, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Riverside, California.
Don is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Don has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DON STALKER, 8790 BUTTERCUP COURT, CORONA, CA, 01/1985, SONGWRITING ROYALTIES, PERFORMING ARTS, NIR, 8 HR/MO, 0 HR/MO TRADING. 2) DON P STALKER, 3400 CENTRAL AVE, STE 335, RIVERSIDE, CA, 02/2004, INDEPENDANT INSURANCE AGENT FOR VARIOUS INDEPENDANT INSURANCE COMPANIES, NIR, 4 HR/MO, 2 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2004, AS ADVISORY REP OF AN RIA, INV REL, 120 HR/MO, 40 HR/MO TRADING. 4) MAXWELL-STALKER BAND, 8790 BUTTERCUP COURT, CORONA, CA, 10/2022, MUSICIAN/BAND MEMBER, PERFORMING ARTS, NIR, 10 HR/MO, 0 HR/MO TRADING. 5) BAYSIDE FINANCIAL GROUP, 3400 CENTRAL AVE, SUITE 335, RIVERSIDE, CA, 04/2024, OWNER, MARKETING DBA, NIR, 2 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Don Peter Stalker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
March 28, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3400 Central Ave Ste 335, Riverside, CA 92506RIA
CRD#: 134139
RIVERSIDE, CA
Current
February 6, 2004 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3400 Central Ave Ste 335, Riverside, CA 92506BD
CRD#: 39543
Riverside, CA
Past
September 10, 2004 - September 29, 2004
CAMBRIDGE RETIREMENT ADVISORS
RIA
CRD#: 129096
RIVERSIDE, CA
Past
February 6, 2004 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
FAIRFIELD, IA
Past
July 8, 1997 - February 10, 2004
WADDELL & REED
RIA
CRD#: 866
WHITTIER, CA
Past
February 15, 1995 - February 10, 2004
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/21/2005)
RR
Arkansas(2/5/2015)
RR
California(2/6/2004)
IAR
California(3/28/2005)
RR
Colorado(7/10/2020)
RR
Delaware(3/22/2011)
RR
Florida(8/26/2019)
RR
Idaho(10/20/2022)
RR
Massachusetts(6/17/2022)
RR
Missouri(10/31/2022)
RR
Nevada(2/6/2004)
RR
New Hampshire(9/2/2014)
RR
New Mexico(8/1/2005)
RR
New York(7/10/2020)
RR
Oklahoma(6/21/2005)
RR
Oregon(6/21/2005)
RR
Tennessee(10/6/2023)
RR
Texas(8/1/2005)
IAR
Texas(1/3/2017)
RR
Utah(6/21/2005)
RR
Virginia(3/27/2017)
RR
Wyoming(10/21/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
