Heath H. Gerdes
Professional summary
Heath Harold Gerdes is a registered financial professional currently at AKUNA SECURITIES LLC located in Chicago, Illinois.
Heath is registered as a RR (Registered Representative) and started their career in finance in 1995. Heath has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heath Harold Gerdes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2020 - Present
AKUNA SECURITIES LLC
Office #1: 333 S. Wabash Ave. Suite 2600, Chicago, IL 60604April 1, 2019 - April 27, 2020
BELVEDERE TRADING LLC
January 29, 2019 - March 25, 2019
LUPO SECURITIES, LLC
August 26, 2016 - March 24, 2017
LUPO SECURITIES, LLC
April 12, 2011 - September 1, 2016
TORO CAPITAL MANAGEMENT LLC
December 11, 1995 - April 7, 1997
FSC SECURITIES CORPORATION
February 7, 1995 - December 13, 1995
FFP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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