Jonathan L. Chatfield

LM ADVISORS LLC

SAN DIEGO, CA 92101-8192

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CRD#: 2583511

Professional summary

Jonathan Lesley Chatfield, who also goes by Jonathan Chatfield, is a registered financial advisor currently at LM ADVISORS LLC located in San Diego, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jonathan has worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 2, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Chatfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR, 02/2010, PROVIDING CONSULTING SERVICES TO FORMER EMPLOYERS, 5% OF TIME, DOESN'T HAVE A SEPARATE LOCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Lesley Chatfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2023 - Present

LM ADVISORS LLC

Office #1: 750 B Street Suite 3020, San Diego, CA 92101-8192

RIA

CRD#: 153940

SAN DIEGO, CA

Past

March 1, 2022 - January 19, 2023

PROBABILITIES FUND MANAGEMENT, LLC

RIA

CRD#: 144313

Carlsbad, CA

Past

February 6, 2019 - October 15, 2021

ANCHOR BAY CAPITAL, INC.

RIA

CRD#: 116913

Carlsbad, CA

Past

December 4, 2013 - February 5, 2019

PROBABILITIES FUND MANAGEMENT, LLC

RIA

CRD#: 144313

SAN DIEGO, CA

Past

December 14, 2010 - November 19, 2013

ANCHOR BAY CAPITAL, INC.

RIA

CRD#: 116913

CARLSBAD, CA

Past

March 11, 2010 - November 19, 2013

ANCHOR BAY SECURITIES, LLC

CRD#: 47360

CARLSBAD, CA

Past

August 29, 2009 - April 12, 2010

CHATFIELD INVESTMENT SERVICES

RIA

CRD#: 139523

EVERGREEN, CO

Past

August 18, 2009 - December 1, 2009

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

LA JOLLA, CA

Past

June 12, 2009 - December 1, 2009

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

LA JOLLA, CA

Past

October 15, 2007 - March 11, 2009

FLC CAPITAL ADVISORS

RIA

CRD#: 111822

PALM DESERT, CA

Past

September 14, 2007 - January 16, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

PALM DESERT, CA

Past

March 27, 2007 - October 16, 2007

ANCHOR BAY CAPITAL, INC.

RIA

CRD#: 116913

CARLSBAD, CA

Past

March 12, 2007 - August 17, 2007

ANCHOR BAY SECURITIES, LLC

CRD#: 47360

CARLSBAD, CA

Past

June 8, 2006 - March 29, 2007

CHATFIELD INVESTMENT SERVICES

RIA

CRD#: 139523

CARLSBAD, CA

Past

February 7, 2006 - April 24, 2006

FLC CAPITAL ADVISORS

RIA

CRD#: 111822

PALM DESERT, CA

Past

December 13, 2005 - April 25, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

INDIAN WELLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LM ADVISORS LLC

LM ADVISORS LLC | LMA WEALTH MANAGEMENT

CRD#: 153940 / SEC#: 801-72170

RIA

Registered Investment Advisory firm - (4/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/14/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/12/2005

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 2/10/1995

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 51

Date: 8/6/2013

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/3/2013

General Securities Principal Examination

Current Firm

LM ADVISORS LLC

LM ADVISORS LLC | LMA WEALTH MANAGEMENT

CRD#: 153940 / SEC#: 801-72170

RIA

Registered Investment Advisory firm - (4/25/2011 Approved)

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Contact information

Main Address

750 B Street Suite 3020, San Diego, CA 92101-8192

Mailing Address

750 B Street Suite 3020, San Diego, CA 92101-8192

Phone number

(619) 814-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LMA FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,158
AUM (Assets Under Management)	$ 2,303,385,718

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan L. Chatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Lesley Chatfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROBABILITIES FUND MANAGEMENT, LLC

ANCHOR BAY CAPITAL, INC.

PROBABILITIES FUND MANAGEMENT, LLC

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY SECURITIES, LLC

CHATFIELD INVESTMENT SERVICES

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

FLC CAPITAL ADVISORS

SECURITIES AMERICA, INC.

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY SECURITIES, LLC

CHATFIELD INVESTMENT SERVICES

FLC CAPITAL ADVISORS

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

LM ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2006

Series 65

Date: 11/14/1995

Series 7

Date: 12/12/2005

Series 2

Date: 2/10/1995

Series 51

Date: 8/6/2013

Series 24

Date: 6/3/2013

Current Firm

LM ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LM ADVISORS LLC

TRUST BUT VERIFY

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