Andrew K. O'rourke
Professional summary
Andrew Kenyon O'rourke, who also goes by Andrew Kenyon Orourke, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Boston, Massachusetts.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Kenyon O'rourke's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 155 Seaport Blvd, Boston, MA 02210March 7, 2022 - September 9, 2024
FORESIDE FUND SERVICES, LLC
June 30, 2017 - March 7, 2022
RAFFERTY CAPITAL MARKETS, LLC
May 1, 2015 - July 3, 2017
FORESIDE FUND SERVICES, LLC
March 1, 1995 - March 13, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2024)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
ALPS DISTRIBUTORS, INC.
CRD#: 16853Boston, MA 02210TRUST BUT VERIFY
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