Michael K. Mccabe

TRINITY INVESTMENT ADVISORS

West Chester, PA 19380

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CRD#: 2583198

Professional summary

Michael Kevin Mccabe SR, AIF®, who also goes by Michael Kevin Maccabe Sr, Michael Kevin Mccabe, is a registered financial advisor currently at TRINITY INVESTMENT ADVISORS, LLC located in West Chester, Pennsylvania and ALERA INVESTMENT ADVISORS, LLC located in West Chester, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Kevin Maccabe Sr | Michael Kevin Mccabe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kevin Mccabe SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 6, 2007 - Present

TRINITY INVESTMENT ADVISORS, LLC

Office #1: 136 North Church, West Chester, PA 19380

RIA

CRD#: 141039

West Chester, PA

Current

May 19, 2025 - Present

ALERA INVESTMENT ADVISORS, LLC

Office #1: 136 N Church Street, West Chester, PA 19380

RIA

CRD#: 287906

West Chester, PA

Past

June 30, 2006 - December 31, 2006

TRINITY INVESTMENT ADVISORS, LLC

RIA

CRD#: 141039

WEST CHESTER, PA

Past

July 30, 2004 - July 10, 2006

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WEST CHESTER, PA

Past

May 7, 1999 - July 11, 2006

KOHLHEPP INVESTMENT ADVISORS, LTD.

RIA

CRD#: 113989

DOYLESTOWN, PA

Past

October 1, 1996 - August 13, 2004

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

February 6, 1995 - October 1, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/6/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/3/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael K. Mccabe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kevin Mccabe SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALERA INVESTMENT ADVISORS, LLC

TRINITY INVESTMENT ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

KOHLHEPP INVESTMENT ADVISORS, LTD.

LINCOLN INVESTMENT

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1996

Series 63

Date: 2/8/1995

Series 7

Date: 10/12/1998

Series 6

Date: 2/3/1995

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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