Franklin A. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Alfonso Romero Hill, who also goes by Franklin Romero Hill, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1995. Franklin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - January 5, 2021
TCFG INVESTMENT ADVISORS, LLC
April 12, 2018 - December 31, 2020
TCFG WEALTH MANAGEMENT, LLC
September 19, 2016 - October 2, 2017
TRUIST ADVISORY SERVICES, INC.
August 26, 2014 - October 2, 2017
TRUIST INVESTMENT SERVICES, INC.
July 17, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 14, 2009 - July 24, 2014
PNC WEALTH MANAGEMENT LLC
January 14, 2009 - July 24, 2014
PNC WEALTH MANAGEMENT LLC
June 19, 2008 - January 7, 2009
AMERIPRISE ADVISOR SERVICES, INC.
May 2, 2008 - January 7, 2009
AMERIPRISE ADVISOR SERVICES, INC.
April 11, 2002 - May 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - May 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 4, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 1, 1995 - December 19, 1997
JOSEPHTHAL & CO., INC.
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
