George E. Leventis
Professional summary
George Emmanual Leventis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, George had worked at 9 firms, which includes HUNTER SCOTT FINANCIAL LLC., LH ROSS & COMPANY INC., CYBERVEST SECURITIES INC., J.P. TURNER & COMPANY L.L.C., BARRON CHASE SECURITIES INC., BRAUER & ASSOCIATES INC., ARGENT SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, FIRST METROPOLITAN SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2004 - January 3, 2005
HUNTER SCOTT FINANCIAL LLC.
April 19, 2001 - June 23, 2004
LH ROSS & COMPANY, INC.
September 15, 2000 - April 30, 2001
CYBERVEST SECURITIES INC.
August 25, 1999 - August 31, 2000
J.P. TURNER & COMPANY, L.L.C.
October 21, 1998 - October 25, 1999
BARRON CHASE SECURITIES, INC.
August 12, 1997 - October 28, 1998
J.P. TURNER & COMPANY, L.L.C.
August 11, 1997 - October 31, 1997
BRAUER & ASSOCIATES, INC.
January 9, 1997 - August 12, 1997
ARGENT SECURITIES, INC.
May 2, 1996 - October 14, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 2, 1996 - March 7, 1996
FIRST METROPOLITAN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER SCOTT FINANCIAL LLC.
CRD#: 45559 / SEC#: , 8-51097
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
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