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George Emmanual Leventis

CRD# 2583180·Registered 1996 - 2005
Barred: George Emmanual Leventis was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

George Emmanual Leventis, who also goes by George Leventis, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1996 - 2005. George had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Leventis

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

HUNTER SCOTT FINANCIAL LLC.·CRD# 45559
BD
Delray Bh, FL
June 21, 2004 - January 3, 2005
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
April 19, 2001 - June 23, 2004
CYBERVEST SECURITIES INC.·CRD# 40767
BD
Ft. Lauderdale, FL
September 15, 2000 - April 30, 2001
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 25, 1999 - August 31, 2000
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
October 21, 1998 - October 25, 1999
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 12, 1997 - October 28, 1998
BRAUER & ASSOCIATES, INC.·CRD# 18278
BD
St. Petersburg, FL
August 11, 1997 - October 31, 1997
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
January 9, 1997 - August 12, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
May 2, 1996 - October 14, 1996
FIRST METROPOLITAN SECURITIES, INC.·CRD# 7594
BD
New York, NY
February 2, 1996 - March 7, 1996

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Current Firm

HS
HUNTER SCOTT FINANCIAL LLC.

HUNTER SCOTT FINANCIAL , LLC | PLATINUM CAPITAL, L.C. | HUNTER SCOTT FINANCIAL LLC.

CRD#: 45559 / SEC#: 8-51097
BD
Terminated by SEC on 09/22/2014

Contact Information

Established

Florida since 03/16/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTER SCOTT FINANCIAL, INC.GENERAL PARTNER—
FISCHER, KAREN ZILLIAFINANCIAL & OPERATIONS PRINCIPAL1708090
GOUZOS, PETER ALEXEXECUTIVE REPRESENTATIVE/PRESIDENT/CEO1959666
HUGHES, CHARLES WOODSDOC, DOO, CCO, BM-DELRAY2759373

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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