Jennifer L. Johnson
Professional summary
Jennifer Lightcap Johnson, CFP®, who also goes by Jennifer Katherine Lightcap, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Frederick, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Frederick, Maryland.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jennifer has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Lightcap Johnson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
January 17, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 17, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 25, 2011 - February 1, 2013
PLANMEMBER SECURITIES CORPORATION
March 25, 2011 - February 1, 2013
PLANMEMBER SECURITIES CORPORATION
August 28, 2006 - July 14, 2009
LIGHTHOUSE WEALTH MANAGEMENT
May 5, 2003 - March 30, 2011
SII INVESTMENTS, INC.
April 30, 2003 - March 30, 2011
SII INVESTMENTS, INC.
September 5, 2002 - December 31, 2003
LIGHTHOUSE WEALTH MANAGEMENT
June 12, 2002 - May 3, 2003
FSC SECURITIES CORPORATION
April 4, 2001 - June 4, 2002
BB&T INVESTMENT SERVICES, INC.
August 4, 2000 - February 20, 2001
UVEST FINANCIAL SERVICES GROUP, INC.
October 27, 1998 - August 30, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 27, 1998 - August 30, 2000
OSAIC FA, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2016)
(1/17/2013)
(1/17/2013)
(11/9/2017)
(4/5/2017)
(1/17/2013)
(4/9/2026)
(1/17/2013)
(5/6/2019)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2025 | ||
| 11/26/2025 | ||
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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