Michael C. Shutowick
CETERA INVESTMENT ADVISERS LLC
COCONUT CREEK, FL 33073
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CRD#: 2582454
Professional summary
Michael Charles Shutowick, CFP®, who also goes by Michael Shutowick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coconut Creek, Florida and CETERA WEALTH SERVICES, LLC located in Coconut Creek, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Shutowick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SHUTOWICK WEALTH MANAGEMENT;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 11/2006;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: SECURITIES AND FIXED ANNUITIES SALES;
2. NAME OF OTHER BUSINESS: MC SHUTOWICK & ASSOCIATES INC.;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: TAX ENTITY USED TO RUN COMPENSATION THROUGH;
START DATE: 01/2011;
POSITION/TITLE/RELATIONSHIP: PRESIDENT;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
BRIEF DESCRIPTION OF DUTIES: TAX ENTITY USED TO RUN COMPENSATION THROUGH;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Charles Shutowick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
April 5, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6810 N. State Road 7, Coconut Creek, FL 33073Office #2: 6810 N. State Road 7, Coconut Creek, FL 33073RIA
CRD#: 105644
COCONUT CREEK, FL
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6810 N. State Road 7, Coconut Creek, FL 33073Office #2: 6810 N. State Road 7, Coconut Creek, FL 33073BD
CRD#: 13572
Coconut Creek, FL
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 9, 2009 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
COCONUT CREEK, FL
Past
April 1, 2009 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
Coconut Creek, FL
Past
September 10, 2004 - April 9, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT LAUDERDALE, FL
Past
March 6, 1998 - April 9, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT LAUDERDALE, FL
Past
February 15, 1995 - February 23, 1995
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/27/2024)
RR
Arkansas(1/5/2022)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(9/27/2022)
RR
Delaware(9/20/2019)
RR
Florida(9/21/2019)
IAR
Florida(4/5/2023)
RR
Georgia(9/20/2019)
RR
Illinois(9/26/2025)
RR
Kansas(4/6/2021)
RR
Maryland(2/6/2023)
RR
Michigan(1/5/2022)
RR
Minnesota(9/20/2019)
RR
Mississippi(6/3/2024)
RR
Nevada(9/20/2019)
RR
New Jersey(9/20/2019)
RR
New Mexico(1/5/2022)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Oklahoma(1/5/2022)
RR
Pennsylvania(9/20/2019)
RR
Rhode Island(12/1/2021)
RR
South Carolina(9/20/2019)
RR
Tennessee(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Virginia(9/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Coconut Creek, FL 33073TRUST BUT VERIFY
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