Ryan A. Beck

OSAIC WEALTH

Eugene, OR 97401

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CRD#: 2582002

Professional summary

Ryan Albert Beck is a registered financial advisor currently at OSAIC WEALTH, INC. located in Eugene, Oregon.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Ryan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RYAN BECK ENTERPRISES LLC. POSITION: MANAGER. NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 20. SECURITIES TRADING HOURS: 5. START DATE: 07/03/2017. ADDRESS: 83591 N PACIFIC HWY, CRESWELL OR 97426, UNITED STATES. DESCRIPTION: AUTO RESTORATION SHOP. WORK ON AND MANAGE THE RESTORATION AND STORAGE OF CARS. 2) RYAN BECK ENTERPRISES LLC POSITION: Manager NATURE: RYAN BECK ENTERPRISES LLC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2016 ADDRESS: 35530 High Ranch Drive, Springfield OR 97478, United States DESCRIPTION: 3) RYAN BECK ENTERPRISES LLC; NOT INVESTMENT RELATED; MANAGER; 35530 HIGH RANCH DRIVE SPRINGFIELD OR 97478; 01-01-2016; APROX HRS 20; SEC HRS 1; FEDERAL FIREARMS LICENSE:SELLING AND BUYING GUNS AND ACCESSORIES 3) RYAN BECK ENTERPRISES LLC POSITION: sole owner NATURE: Real estate INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/10/2005 ADDRESS: PO Box 70027, Springfield OR 97475, United States DESCRIPTION: Owner 4) "NORTHWEST RETIREMENT SERVICES" AKA "NWRS" POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 08/19/2020 ADDRESS: 1143 Oak Street, Eugene OR 97401, United States DESCRIPTION: President 5) RYAN BECK ENTERPRISES LLC POSITION: Manager NATURE: Ryan Beck LLC owns 1143 Oak Street Eugene OR 97401. This is an office building NWRS INC will be leasing the first floor from RB LLC beginning 8-26-22 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 08/26/2022 ADDRESS: PO Box 70027, Springfield OR 97401, United States DESCRIPTION: Collecting rent. Fixing potential tenant maintenance issues.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Albert Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Ryan Albert Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2016 - Present

OSAIC WEALTH, INC.

Office #1: 1143 Oak Street, Eugene, OR 97401

RIA

CRD#: 23131

Eugene, OR

Current

October 31, 2000 - Present

OSAIC WEALTH, INC.

Office #1: 1143 Oak Street, Eugene, OR 97401

RIA

CRD#: 23131

Eugene, OR

Past

February 1, 1996 - October 31, 2000

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

February 22, 1995 - February 10, 1996

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/5/2020)

Alaska
(8/5/2020)

Arizona
(8/9/2004)

California
(4/22/2004)

Colorado
(10/31/2000)

Connecticut
(8/5/2020)

Florida
(8/5/2020)

Georgia
(8/5/2020)

Hawaii
(7/5/2012)

Idaho
(1/8/2007)

Illinois
(11/25/2019)

Iowa
(8/27/2020)

Kentucky
(8/5/2020)

Maine
(8/5/2020)

Maryland
(8/5/2020)

Massachusetts
(10/18/2017)

Michigan
(8/5/2020)

Minnesota
(8/5/2020)

Montana
(1/28/2020)

Nebraska
(8/5/2020)

Nevada
(11/2/2010)

New Mexico
(8/5/2020)

New York
(8/5/2020)

North Carolina
(8/5/2020)

Ohio
(8/5/2020)

Oregon
(10/31/2000)

IAR

Oregon
(3/28/2017)

Pennsylvania
(8/5/2020)

South Carolina
(8/5/2020)

South Dakota
(10/22/2013)

Texas
(10/31/2000)

IAR

Texas
(12/4/2023)

Utah
(8/5/2020)

Washington
(10/31/2000)

IAR

Washington
(3/31/2016)

Wisconsin
(10/22/2025)

Wyoming
(8/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan A. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Albert Beck's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ryan Albert Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

MM ASCEND LIFE INVESTOR SERVICES, LLC

ARM SECURITIES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2016

Series 63

Date: 2/8/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/14/1999

Series 6

Date: 1/25/1995

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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