Howard J. Englehart

TLG ADVISORS

MERCER ISLAND, WA 98040

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CRD#: 2581496

Professional summary

Howard Joseph Englehart, who also goes by Howard Joseph Englehart II, is a registered financial advisor currently at TLG ADVISORS, INC. located in Mercer Island, Washington and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Howard has worked at 18 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howard Joseph Englehart Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT - 4/2/2025 - 9311 SE 36th Street, Suite 105, Mercer Island, WA 98040 - Financial Advisor, Recommend insurance products such as life, annuities & LTC as suitable for clients, Not Invt Rel, Insurance business, 6 hrs/mo; 6 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 4/2/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Joseph Englehart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

TLG ADVISORS, INC.

Office #1: 9311 Se 36th Street, Suite 105, Mercer Island, WA 98040

RIA

CRD#: 111052

MERCER ISLAND, WA

Current

April 2, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

June 14, 2024 - March 28, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

June 14, 2024 - March 28, 2025

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 6, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

November 6, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

SEATTLE, WA

Past

January 4, 2019 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SEATTLE, WA

Past

January 2, 2019 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SEATTLE, WA

Past

June 18, 2014 - December 12, 2018

CETERA ADVISORS LLC

RIA

CRD#: 10299

REDMOND, WA

Past

June 17, 2014 - June 19, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

June 17, 2014 - June 19, 2015

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

June 17, 2014 - December 12, 2018

CETERA ADVISORS LLC

CRD#: 10299

REDMOND, WA

Past

June 6, 2013 - June 19, 2015

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

REDMOND, WA

Past

June 3, 2013 - June 19, 2015

CETERA WEALTH SERVICES, LLC

CRD#: 13572

REDMOND, WA

Past

August 15, 2012 - May 31, 2013

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BELLEVUE, WA

Past

November 8, 2006 - March 30, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

July 25, 2005 - June 25, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

April 29, 2004 - July 14, 2004

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

Past

May 26, 1999 - June 6, 2003

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

November 4, 1998 - March 13, 2001

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

Past

September 30, 1997 - June 6, 2003

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

August 16, 1995 - October 20, 1997

SAVOY DISCOUNT BROKERAGE

CRD#: 34700

SEATTLE, WA

Past

January 30, 1995 - July 11, 1995

KENNEDY, CABOT & CO.

CRD#: 2417

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/2/2025)

Alaska
(4/2/2025)

Arizona
(4/25/2025)

California
(4/2/2025)

Colorado
(4/2/2025)

Delaware
(4/2/2025)

Florida
(4/2/2025)

Georgia
(4/2/2025)

Hawaii
(4/2/2025)

Idaho
(4/25/2025)

Louisiana
(4/2/2025)

Massachusetts
(4/2/2025)

Minnesota
(4/2/2025)

Mississippi
(4/25/2025)

Montana
(4/2/2025)

North Carolina
(4/25/2025)

Oregon
(4/2/2025)

Pennsylvania
(4/25/2025)

Texas
(4/2/2025)

Washington
(4/2/2025)

IAR

Washington
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 53

Date: 7/10/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/12/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Howard J. Englehart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Joseph Englehart's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

CETERA ADVISORS LLC

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SIGNATOR FINANCIAL SERVICES, INC.

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

NF CLEARING, INC.

FISERV INVESTOR SERVICES, INC.

NF CLEARING, INC.

TRADESTAR INVESTMENTS,INC.

SAVOY DISCOUNT BROKERAGE

KENNEDY, CABOT & CO.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2006

Series 63

Date: 1/30/1995

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/27/1995

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 53

Date: 7/10/1998

Series 4

Date: 7/12/1996

Series 24

Date: 12/19/1995

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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