Erica M. Johnson
Professional summary
Erica Melinda Johnson, who also goes by Erica Melinda Vaters, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Erica is registered as a RR (Registered Representative) and started their career in finance in 1995. Erica has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 4, Series 24, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erica Melinda Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 1999 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054August 7, 2003 - April 5, 2005
CORRESPONDENT SERVICES CORPORATION
July 16, 2001 - August 11, 2003
FIDELITY DISTRIBUTORS CORPORATION
July 16, 2001 - April 11, 2018
NATIONAL FINANCIAL SERVICES LLC
March 23, 1999 - October 14, 1999
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 5, 1995 - March 1, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 8
Date: 9/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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