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KS

Kenneth F. Siedenburg

SUPERIOR FINANCIAL SERVICES,INC.
Wales, WI
Some features on this profile are disabled
CRD#: 2580832
KS

Professional summary

Kenneth Frank Siedenburg is a registered financial professional currently at SUPERIOR FINANCIAL SERVICES,INC. located in Wales, Wisconsin.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1995. Kenneth has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Frank Siedenburg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2009 - Present

SUPERIOR FINANCIAL SERVICES,INC.

BD
CRD#: 104165
Wales, WI
Past

July 25, 2006 - December 31, 2008

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
OSHKOSH, WI
Past

April 26, 1999 - January 9, 2006

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CINCINNATI, OH
Past

June 12, 1995 - February 8, 1999

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/2/2014)
RR
Wisconsin
(1/2/2009)

Exams

State Security Law Exam
RR
Series 63
Date: 5/4/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/9/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SUPERIOR FINANCIAL SERVICES,INC.
SUPERIOR FINANCIAL SERVICES, INC. | SUPERIOR FINANCIAL, INC | SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165 / SEC#: , 8-52618

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
N168 W21931 Main Street, Jackson, WI 53037
Mailing Address
Po Box 139, Jackson, WI 53037
Phone number
(262) 677-9036
Established
Wisconsin since 04/10/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAESE, DEBRA ANNVICE PRES/SECRETARY2273663
HAESE, WILLIAM REINHARDTPRES/TREAS/PRINC/FINOP/CCO1549272

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165Wales, WI

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