Dennis E. Petito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Eugene Petito, who also goes by Dennis Petito, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1995. Dennis had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2020 - December 31, 2020
ENTORO SECURITIES, LLC
January 10, 2018 - February 1, 2018
INDEPENDENT INVESTMENT BANKERS, CORP.
May 9, 2008 - February 5, 2016
CREDIT AGRICOLE SECURITIES (USA) INC.
February 7, 1995 - May 1, 2000
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENTORO SECURITIES, LLC
CRD#: 35192 / SEC#: , 8-46630
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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