Jonathan J. Palin
Professional summary
Jonathan J Palin, who also goes by Jon Palin, Jonathan Jean Palin, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1995. Jonathan has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan J Palin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 1999 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210March 31, 2025 - July 31, 2025
STRATEGIC ADVISERS LLC
September 5, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 13, 2018 - January 11, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 15, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
June 5, 1999 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
June 5, 1999 - June 25, 2009
STRATEGIC ADVISERS LLC
May 23, 1997 - April 27, 1999
IDS LIFE INSURANCE COMPANY
May 23, 1997 - April 27, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
February 7, 1995 - July 30, 1997
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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