SS
Scott R. Schulick
STIFEL, NICOLAUS & COMPANY
Canfield, OH 44406
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CRD#: 2580583
SS
Professional summary
Scott Robert Schulick, AIF® is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Canfield, Ohio.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Penguin Club; Youngstown, OH; Athletic booster club; BOD; TTEE; 7/1/04; 3 Hrs/Qtr; Drng Sec Trd Hrs; Nt Inv-Rel 2.The Ursuline Ctr; Canfield, OH; BOD; Attend mtgs; 1/1/14; 2 Hrs/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 3.Opera Western Reserve; Youngstown, OH; Board of Trustees; TTEE; 7/1/08; 2 Hrs/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 4.B.F. Wirt Museum Fund; Youngstown, OH; TTEE; Oversight; 2/16/15; 6 Hrs/Yr; Nt drng sec trd hrs; Nt Inv-Rel 5. Community Corrections Assoc, Inc; Youngstown, OH ; Provides corrections & rehabilitation to adults; BOD; Mbr; 9/1/15; 10 Hrs/Yr; Drng Sec Trd Hrs; Nt Inv-Rel 6.Executor/Trustee Non-Family Estate 7.Youngstown State Uni; Youngstown OH; Uni; PT Faculty; Teach in Acct & Finance Dept.; 1/13/14; 6 Hrs/Wk; Nt drng sec trd hrs; Nt Inv-Rel 9. The Rich Center for Autism; Youngstown, OH; Adv Board; Provide advice & support; 9/19/16; 12 Hrs/Yr; Nt drng sec trd hrs; Nt Inv-Rel 10.Ursuline Ministries; Canfield, OH; BOD; Governance of the org/set policy; 3/1/17; 3 Hr/Qtr; Nt drng sec trd hrs; Nt Invest-Rel 11.Lake Erie College; St Painesville, OH; BOD; Governance of the college; 1/1/18; 8 Hr/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 12.Mahoning Valley Historical Society; Youngstown OH; BOD; Treasurer; 6/2/14; 2 Hr/Mnth; Nt drng sec trd hrs; Nt Inv-Rel 13.Diocese of Youngstown Fdn; Youngstown OH; Charitable Fnd; BOD; oversight of the foundation; 10/1/19; 2 hr/qtr; Drng sec trd hrs; Nt inv-rel 14.Henry H. Stambaugh Auditorium Assoc; Youngstwn, OH; Concert and Event Hall; Trustee; Governance of Org; 1/13/20; 2 Hr/Month; Drng Sec trd Hrs; Nt Inv-Rel 15.Knights of Columbus Council 15086; Youngstwn, OH; Charitable Org; Grand Knight; Lead Org; 7/1/20; 4 Hr/Month; Nt drng sec trd hrs; Nt Invest-Rel 16.Oblate Sisters of the Sacred Heart of Jesus; Hubbard, OH; Religious order of Catholic Nuns; Adv Board Mbr; Advise Sisters; 4/12/21; 8 Hr/Year; Nt Drng Sec Trd Hrs; Nt Inv-Rel 17.Youngstown State Uni Newman Ctr; Youngstown, OH; Catholic campus ministry; Chair, Advisory Board; Provide advice; 7/1/18; 1 Hr/Month; Nt drng sec trd hrs; Nt Inv-Rel 18.Mahoning Valley Historical Society Fdn; Youngstown, OH; Board Mbr; Growth of philanthropic interests; 4/1/21;2 Hrs/Qrt; Drng Sec Trd Hrs; Nt Inv-Rel 19. Mahoning Valley Historical Society Fdn; Youngstown, OH; President; Oversee org; 6/17/21; 4 Hr/Qtr; Drng Sec Trd Hrs; Nt Inv-Rel 20.Youngstown Cityscape; Youngstown, OH; Community Dev; Board Pres; Oversee org; 1/1/04; 2 Hr/Mnth; During Sec Trd Hrs; Nt Inv-Rel 21.Youngstown State Uni Fdn Board of Trustees; Youngstown, OH; Support school; TTEE; Governance of org; 5/3/21; 4 Hr/Qtr; Drng Sec Trd Hrs; Nt Inv-Rel 22.Mahoning County Bar Assoc Fdn; Youngstown, OH; Charitable fdn; TTEE; Oversee grant making & review policy; 7/1/21; 2 Hr/Qtr; Nt Drng Sec Trd Hrs; Nt Inv-Rel 23.Western Reserve Health Care Fdn; Youngstown, OH; Charitable fdn; TTEE; Oversight; 3/2/22; 2 Hr/Qtr; During Sec Trd Hrs; Nt Inv-Rel 24.Simply Slavic; Youngstown OH; Slavic cultural awareness; Board Mbr; 9/1/22; 2 Hr/Qtr; Nt drng sec trd hrs; Nt Inv-Rel 25.The Youngstown Country Club; Youngstown OH; Country club; TTEE; establ &modify policy for governance and mgmt of the club; 1/25/23; 2 Hr/Mth; Nt drng sec trd hrs; Nt Inv-Rel 26. Leadership Mahoning Valley; Youngstown OH; Leadership dev; BOD;3/15/23;4 hr/qtr; Dur Sec Trd Hrs; Not Inv Rel 27. Youngstown Country Club Board of Trustees Officer- President; Youngstown OH 44505; Governing board of the the Youngstown Country Club-golf/dining/recreational activities; President; Chairing the board of trustees; 01/01/2024; 5hr/mnth; Nt drng sec trd hrs; Not Inv-Rel 28. Youngstown State Uni; Youngstown OH; Univ; Campaign Chair for capital campaign; Lead group of volunteers; 9/16/24; 2hr/mth; Drng Sec Trd Hrs; Nt Inv-Rel 29. Mahoning Valley Com School; Youngstown OH; community school; board member; governance of school; 10/01/2025; 3hrs/qtr; Nt drng sec trd hrs; Not Inv-Rel
CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Schulick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Robert Schulick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 2, 2012 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 3685 Stutz Drive-suite 201, Canfield, OH 44406RIA
BD
CRD#: 793
Canfield, OH
Current
February 15, 2012 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 3685 Stutz Drive-suite 201, Canfield, OH 44406RIA
BD
CRD#: 793
Canfield, OH
Past
March 10, 2009 - March 10, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
YOUNGSTOWN, OH
Past
February 28, 1995 - March 10, 2009
BUTLER, WICK & CO., INC.
BD
CRD#: 120
YOUNGSTOWN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/5/2017)
RR
California(6/6/2012)
RR
Colorado(10/23/2019)
RR
District of Columbia(11/22/2016)
RR
Florida(3/7/2012)
RR
Georgia(2/8/2017)
RR
Hawaii(3/6/2012)
RR
Illinois(5/18/2012)
RR
Indiana(1/6/2021)
RR
Maine(1/9/2025)
RR
Maryland(3/8/2012)
RR
Michigan(5/19/2022)
RR
Minnesota(7/8/2021)
RR
Mississippi(11/28/2018)
RR
Missouri(1/4/2013)
RR
Montana(1/9/2025)
RR
Nevada(1/9/2013)
RR
New Mexico(11/28/2023)
RR
New York(11/3/2014)
RR
North Carolina(3/7/2012)
RR
Ohio(2/16/2012)
IAR
Ohio(3/2/2012)
RR
Pennsylvania(4/30/2012)
RR
South Carolina(4/28/2015)
RR
Tennessee(1/7/2016)
RR
Texas(9/1/2015)
IAR
Texas(10/30/2021)
RR
Virginia(8/22/2012)
RR
Washington(10/7/2025)
RR
West Virginia(6/15/2023)
RR
Wisconsin(11/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Canfield, OH 44406TRUST BUT VERIFY
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