Bradley V. Livingston

CONROE, TX

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CRD#: 2580184

Professional summary

Bradley Vaughn Livingston, who also goes by Brad Livingston, Bradley Livingston, was a registered financial advisor .

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bradley had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Livingston | Bradley Livingston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARMAN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2021 ADDRESS: 1725 Hughes Landing Blvd, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Employee of advisor practice.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2025 - Present

CONROE, TX

Past

September 1, 2023 - May 13, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

THE WOODLANDS, TX

Past

September 1, 2023 - May 13, 2025

OSAIC WEALTH, INC.

CRD#: 23131

THE WOODLANDS, TX

Past

June 4, 2021 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

THE WOODLANDS, TX

Past

June 4, 2021 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

THE WOODLANDS, TX

Past

November 17, 2017 - June 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN ANTONIO, TX

Past

November 17, 2017 - June 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN ANTONIO, TX

Past

April 10, 2012 - November 9, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

San Antonio, TX

Past

April 10, 2012 - November 9, 2017

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

San Antonio, TX

Past

January 19, 2011 - April 11, 2012

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

CHARLOTTE, NC

Past

January 19, 2011 - April 11, 2012

CAPITAL GUARDIAN, LLC

CRD#: 137919

BOERNE, TX

Past

March 12, 2010 - January 25, 2011

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

BOERNE, TX

Past

September 1, 2006 - March 18, 2010

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

BOERNE, TX

Past

August 1, 2006 - March 18, 2010

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

BOERNE, TX

Past

October 8, 2004 - December 31, 2010

BERKSHIRE ASSET MANAGEMENT, INC.

RIA

CRD#: 132243

CASTROVILLE, TX

Past

January 6, 2004 - June 30, 2004

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

SAN ANTONIO, TX

Past

January 22, 2001 - June 30, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

May 18, 1999 - December 18, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

May 23, 1997 - May 17, 1999

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

January 23, 1995 - July 3, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 23, 1995 - July 3, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/9/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2006

General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley V. Livingston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

LAIDLAW & COMPANY (UK) LTD.

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

BERKSHIRE ASSET MANAGEMENT, INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CETERA WEALTH SERVICES, LLC

CITISTREET EQUITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2008

Series 65

Date: 5/9/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2001

Series 6

Date: 1/20/1995

Series 24

Date: 8/22/2006

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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