MR
Michelle M. Reid
CETERA INVESTMENT ADVISERS LLC
WOBURN, MA 01801
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CRD#: 2580082
MR
Professional summary
Michelle Marie Reid, who also goes by Michelle Marie Thomas, Michelle Thomas, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Woburn, Massachusetts and CETERA ADVISORS LLC located in Woburn, Massachusetts.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michelle has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Marie Thomas | Michelle Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: DBA LEGACY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/20016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS; 3. NAME OF OTHER BUSINESS: NORTH READING UNION CONGREGATIONAL CHURCH; INVESTMENT RELATED: NO; ADDRESS: 148 HAVERHILL ST, NORTH READING, MA 01864; NATURE OF BUSINESS: CHURCH COMMITTEE; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: VOTING COMMITTEE MEMBER OF PLANNED GIVING COMMITTEE - MEET 7 TIMES PER YEAR, REVIEW AND APPROVE EXPENDITURES FROM ENDOWMENT FUND TO THE CHURCH; 4. NAME OF OTHER BUSINESS: THE CHRIS THOMAS MEMORIAL FUND INC.; INVESTMENT RELATED: NO; ADDRESS: 26 ORCHARD DR, NORTH READING, MA 01864; NATURE OF BUSINESS: BOARD; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ARRANGE EVENTS INCLUDING SECURING SPACE & MARKETING; 5. NAME OF OTHER BUSINESS: TOWN OF NORTH READING VETERANS EVENTS COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 235 NORTH STREET, NORTH READING, MA 01864; NATURE OF BUSINESS: BOARD; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: ASSOCIATE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CREATING, PLANNING AND EXECUTING PROGRAMS FOR VETERANS IN THE COMMUNITY. FUNDRAISING FOR VETERANS PROGRAMS;
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Marie Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 Trade Center Ste 705, Woburn, MA 01801RIA
CRD#: 105644
WOBURN, MA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 100 Trade Center Ste 705, Woburn, MA 01801BD
CRD#: 10299
Woburn, MA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
September 18, 2006 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
WOBURN, MA
Past
September 15, 2006 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
WOBURN, MA
Past
October 20, 2004 - September 21, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
LYNN, MA
Past
October 20, 2004 - September 21, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
LYNN, MA
Past
July 29, 2003 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
WAKEFIELD, MA
Past
August 30, 2000 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
March 9, 2000 - September 7, 2000
BANKBOSTON INVESTOR SERVICES, INC.
BD
CRD#: 36369
BOSTON, MA
Past
October 29, 1999 - March 2, 2000
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
October 2, 1997 - November 24, 1999
FISCO EQUITY, INC.
BD
CRD#: 24067
LINCOLN, RI
Past
March 10, 1995 - September 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/3/2016)
RR
Colorado(1/31/2020)
RR
Florida(10/3/2016)
RR
Maine(10/3/2016)
RR
Massachusetts(10/3/2016)
IAR
Massachusetts(3/21/2024)
RR
Nebraska(4/27/2022)
RR
New Hampshire(10/3/2016)
RR
New Jersey(2/27/2024)
RR
New York(10/3/2016)
RR
Ohio(11/20/2024)
RR
South Carolina(1/3/2025)
RR
Utah(8/7/2023)
RR
Washington(7/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Woburn, MA 01801TRUST BUT VERIFY
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