Mitchell I. Holeve
Professional summary
Mitchell I Holeve was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mitchell I Holeve, who also goes by Mitch Holeve, was a registered financial advisor .
Mitchell is a previously registered financial advisor and started their career in finance in 1995. Mitchell had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2009 - December 5, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 2, 2001 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 2, 2001 - December 5, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 6, 1995 - July 13, 2001
IDS LIFE INSURANCE COMPANY
February 6, 1995 - July 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
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