Antonio Criado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Criado, who also goes by Antonio Criado III, Trey Criado, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1995. Antonio had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2013 - December 9, 2013
GREAT POINT CAPITAL LLC
October 20, 2010 - November 9, 2011
GREAT POINT CAPITAL LLC
November 30, 2007 - October 10, 2008
1ST DISCOUNT BROKERAGE, INC.
August 21, 2002 - October 10, 2008
1ST DISCOUNT BROKERAGE, INC.
June 22, 1998 - August 21, 2002
ACUMENT SECURITIES, INC.
March 11, 1996 - December 31, 1996
SUNAMERICA SECURITIES, INC.
August 22, 1995 - March 15, 1996
THE ADVISORS GROUP, INC.
March 7, 1995 - June 19, 1995
IDS LIFE INSURANCE COMPANY
March 7, 1995 - June 19, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/10/2010
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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