Scott V. Valenti

STIRLINGSHIRE INVESTMENTS

Sarasota, FL

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CRD#: 2579238

Professional summary

Scott Vincent Valenti, who also goes by Scott V Place, Scott V Valenti, is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Sarasota, Florida and STIRLINGSHIRE INVESTMENTS located in New York City, New York.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 14 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott V Place | Scott V Valenti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott V Valenti (DBA), License: 215 Life & Health, States Licensed In: FL, TX, AZ Start 10/1/2024 Life, 10 hr./week. Health and Annuity Products for Financial Planning, Risk Management, Death Benefits, Tax Planning. Investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Vincent Valenti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2024 - Present

STIRLINGSHIRE INVESTMENTS

RIA

CRD#: 327779

Sarasota, FL

Current

January 19, 2024 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018

CRD#: 310576

New York City, NY

Past

July 20, 2023 - November 2, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

AVENTURA, FL

Past

August 16, 2012 - June 3, 2014

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

PHOENIX, AZ

Past

August 7, 2012 - June 3, 2014

INVESTORS CAPITAL CORP.

CRD#: 30613

PHOENIX, AZ

Past

September 3, 2010 - August 6, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SURPRISE, AZ

Past

August 31, 2010 - August 6, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SURPRISE, AZ

Past

December 13, 2007 - October 29, 2009

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

December 10, 2007 - October 29, 2009

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

June 5, 2007 - October 15, 2007

NYLIFE SECURITIES LLC

CRD#: 5167

SAN ANTONIO, TX

Past

July 5, 2006 - May 11, 2007

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

SAN ANTONIO, TX

Past

May 5, 2006 - May 11, 2007

INVESTORS CAPITAL CORP.

CRD#: 30613

SAN ANTONIO, TX

Past

June 16, 2000 - April 24, 2001

PRESTON LANGLEY ASSET MANAGEMENT, INC.

CRD#: 35733

NEW YORK, NY

Past

January 10, 2000 - May 22, 2000

MASON HILL & CO., INC.

CRD#: 38308

NEW YORK, NY

Past

March 8, 1999 - January 24, 2000

COLEMAN & COMPANY SECURITIES, INC.

CRD#: 1486

NEW YORK, NY

Past

February 3, 1999 - February 25, 1999

COLEMAN & COMPANY SECURITIES, INC.

CRD#: 1486

Past

June 30, 1998 - February 9, 1999

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

August 14, 1997 - July 1, 1998

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

April 3, 1996 - July 10, 1997

WILLIAM SCOTT & CO. L.L.C.

CRD#: 14979

UNION, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/19/2024)

IAR

Florida
(6/12/2024)

New York
(1/19/2024)

Texas
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/10/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

15 W 38th St. #704, New York, NY 10018

Mailing Address

Phone number

(877) 600-7026

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,135
AUM (Assets Under Management)	$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott V. Valenti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Vincent Valenti's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIRLINGSHIRE INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL ADVISORS, INC.

NYLIFE SECURITIES LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

PRESTON LANGLEY ASSET MANAGEMENT, INC.

MASON HILL & CO., INC.

COLEMAN & COMPANY SECURITIES, INC.

COLEMAN & COMPANY SECURITIES, INC.

BARRON CHASE SECURITIES, INC.

FIRST COLONIAL SECURITIES

WILLIAM SCOTT & CO. L.L.C.

Primary Firm SEC Registration

STIRLINGSHIRE INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2024

Series 63

Date: 8/10/2023

Series 7TO

Date: 7/20/2023

SIE

Date: 5/30/2023

Series 7

Date: 5/4/2006

FINRA

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

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