Jonathan A. Lopez
Professional summary
Jonathan Arthur Lopez is a registered financial advisor currently at PLATINUM WEALTH MANAGEMENT, INC. located in San Diego, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Arthur Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2020 - Present
PLATINUM WEALTH MANAGEMENT, INC.
Office #1: 3111 Camino Del Rio North Suite 400, San Diego, CA 92108November 3, 2014 - September 30, 2020
INDEPENDENT FINANCIAL GROUP, LLC
November 3, 2014 - September 30, 2020
INDEPENDENT FINANCIAL GROUP, LLC
March 15, 2007 - November 7, 2014
LPL FINANCIAL LLC
March 15, 2007 - November 7, 2014
LPL FINANCIAL LLC
February 24, 2003 - March 23, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 24, 2003 - March 23, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 15, 2001 - February 28, 2003
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - February 28, 2003
WELLS FARGO INVESTMENTS, LLC
January 25, 1995 - May 2, 2001
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2020)
(8/31/2020)
Exams
Current Firm
PLATINUM WEALTH MANAGEMENT, INC.
CRD#: 309839 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 284 |
| AUM (Assets Under Management) | $ 54,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
