Daniel P. Mchugh

BALLAST FINANCIAL ADVISORS

West Chester, PA 19380

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CRD#: 2578755

Professional summary

Daniel Patrick Mchugh, CFP®, who also goes by Daniel Patrick Mc Hugh, Dan Mchugh, is a registered financial advisor currently at BALLAST FINANCIAL ADVISORS, LLC located in West Chester, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Investment Planning

Estate Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

Daniel Patrick Mc Hugh | Dan Mchugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Sales. Not Investment Related. 535 North Church Street, Suite 205, West Chester, PA 19380. Insurance. CEO/Advisor. Start 1994. 6 hours per month, 1 during trading. Fixed insurance and annuities. 2. Media Rugby Football Club. Not investment related. PO Box 1240 Media PA 19063. Rugby Program. Director. Start 1989. 2-3 hours per month, not during trading. Board Member. 3. Beach House. Not Investment Related. 217 E 5th Avenue North Wildwood, NJ 08260. Vacation home. Owner. Start 2004. Spend 3 month of the summer there. Second home. 4. Executor for Doris McHugh. Investment Related. 80 W. Baltimore Ave, Apt B108, Consdowne PA 19050. POA. Start 2017. 0 hours per month. Executor for Mothers estate. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Mchugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

August 13, 2019 - Present

BALLAST FINANCIAL ADVISORS, LLC

Office #1: 535 N. Church St. Suite 205, West Chester, PA 19380

RIA

CRD#: 304430

West Chester, PA

Past

June 2, 2022 - August 11, 2022

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

WEST CHESTER, PA

Past

August 13, 2019 - February 4, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

West Chester, PA

Past

November 14, 2003 - August 20, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

West Chester, PA

Past

January 7, 1997 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 7, 1997 - August 20, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

West Chester, PA

Past

December 15, 1995 - December 31, 1996

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALLAST FINANCIAL ADVISORS, LLC

ANCHOR CAPITAL MANAGEMENT | BFACFP, LLC | BALLAST FINANCIAL ADVISORS, LLC | BALLAST FINANCIAL ADVISORS | ANCHOR CAPITAL MANAGEMENT LLC

CRD#: 304430 / SEC#: 801-117158

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BALLAST FINANCIAL ADVISORS, LLC

ANCHOR CAPITAL MANAGEMENT | BFACFP, LLC | BALLAST FINANCIAL ADVISORS, LLC | BALLAST FINANCIAL ADVISORS | ANCHOR CAPITAL MANAGEMENT LLC

CRD#: 304430 / SEC#: 801-117158

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

535 N. Church St. Suite 205, West Chester, PA 19380

Mailing Address

Phone number

(484) 266-7281

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/14/2025)

FORM ADV PART 2A - APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,378
AUM (Assets Under Management)	$ 276,381,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel P. Mchugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Mchugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN INVESTMENT ADVISORY LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

EQUITY SERVICES, INC.

Primary Firm SEC Registration

BALLAST FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/2003

Series 63

Date: 4/13/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/14/1997

Series 6

Date: 12/14/1995

Current Firm

BALLAST FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALLAST FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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