JM
Joseph M. Mersol
EAGLE STRATEGIES LLC
POLAND, OH 44514
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CRD#: 2578716
JM
Professional summary
Joseph Martin Mersol, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Poland, Ohio and NYLIFE SECURITIES LLC located in Poland, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[PROPERTY AND CASUALTY SALES; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING PROPERTY AND CASUALTY PRODUCTS; COMMISSIONS VIA VALLEY INSURANCE GROUP; START DATE 06/2001] [NOTARY PUBLIC; START DATE 06/2004; NON INVESTMENT RELATED] [Mahoning Shennango Valley Estate Planning Council; The council is a professional organization that promotes the education and professionalism for all disciplines that focus in the estate planning profession; 3801 Starrs Centre Drive Canfield, Ohio 44406; Start Date 12/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF MERSOL FINANCIAL SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; POLAND, OH; START DATE: 07/2018] [33 Sheridan, LLC; Lease to myself as well as other DBA. Also lease to 4 future tenants; 33 Sheridan Dr., Poland, OH 44514; Start Date 04/2019; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;1714 Boardman Poland Rd, Suite 15, Poland, OH 44514; Start Date 04/2019; Role/Title: Insurance Broker; Investment Related; 60 hours per month; 60 hours per month during securities trading hours] [Rental Property; Rental Property for a Group Home; 740 Whipple Ave, Campbell, OH 44505; Start Date 04/2019; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Treats and Sweets; Organization to Provide Services to primarily the Special Needs Community and secondary to the surrounding community; 5512 Youngstown Poland Rd, Poland, OH 44514; Start Date 01/2024; Role/Title: Officer; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Vice President working with other officers and board members and coordinating with local non profits and grant writers to assist with the mission of servicing the Special Needs Community as well as the local public.] [New Middletown-Springfield Twp, Oh Optimist Club; Help the Schools and Community; PO Box 153, New Middletown, OH 44442; Start Date 11/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Chairperson for the Candidates Night]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Martin Mersol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 26, 2004 - Present
EAGLE STRATEGIES LLC
Office #1: 33 Sheridan Road Suite A, Poland, OH 44514RIA
CRD#: 110826
POLAND, OH
Current
March 6, 1995 - Present
NYLIFE SECURITIES LLC
Office #1: 33 Sheridan Road Suite A, Poland, OH 44514BD
CRD#: 5167
Poland, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/9/2016)
RR
Ohio(3/7/1995)
IAR
Ohio(2/26/2004)
RR
Pennsylvania(3/2/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Poland, OH 44514TRUST BUT VERIFY
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