Sharon M. Kwan
Professional summary
Sharon Melinda Kwan, who also goes by Sharon Chen, Mei Man Quan, My Mon Quan, Sharon Quan, is a registered financial advisor currently at GLOBALINK SECURITIES, INC. located in Pasadena, California.
Sharon is registered as a RR (Registered Representative) and started their career in finance in 1995. Sharon has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sharon Melinda Kwan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2023 - Present
GLOBALINK SECURITIES, INC.
Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107November 13, 2013 - February 1, 2023
OSAIC WEALTH, INC.
August 1, 2011 - October 4, 2013
NATIONAL PLANNING CORPORATION
April 30, 2009 - October 4, 2013
NATIONAL PLANNING CORPORATION
February 24, 1995 - May 4, 2009
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2023)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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