David M. Rivkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Rivkin, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 3 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2008 - December 31, 2023
HEIL FINANCIAL PLANNING & INVESTMENT SERVICES, INC.
April 7, 2003 - December 31, 2007
RIVKIN FINANCIAL GROUP
July 13, 1995 - July 1, 2004
KPMG INVESTMENT ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/4/1995
Non-Member General Securities ExaminationCurrent Firm
HEIL FINANCIAL PLANNING & INVESTMENT SERVICES, INC.
CRD#: 141914 / SEC#:
Contact information
Red Flags
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